Services Checklist

Retirement PlanningIRAs, Social Security, Rollovers, SEPs, 401Ks, Simple Plans, Etc.*
Are you on target for reaching your personal financial goals?

Education PlanningCollege 529 Plans for your kids / grandkids

Agriculture Financial Ratios and Breakeven AnalysisWhat is making you money and what is not?
How solvent, profitable, and efficient is your farm?

Estate, Trust, and/or Gift PlanningHow much is my estate worth?
Do I need a Trust?
Is my Will, Living Will, or Medical Power of Attorney up to date?
Are you wanting to pass your assets onto your loved ones?

Business Succession PlanningAre you wanting to transition your business to the next generation?

Business PlanningAcquisitions, Mergers, Selling, Strategic Planning, Business Valuations
Draft and/or review buy/sell agreements to protect business assets
Compensation Planning
Budgeting, Forecasts, and Projections

Bookkeeping, Payroll, and Sales TaxPost & reconcile bank accounts, track income and expenses
Offer QuickBooks training classes
Prepare payroll and sales tax returns for your business

Cash Flow Analysis and Debt ManagementHelp create budgets to drive desired results
Stategize on ways to build personal wealth from business assets

Investment Management+CDs, Stocks, Bonds, Fee Based Managed Accounts, Etc.
Is your portfolio risk appropriate for your age?

Insurance and Family/Business Risk ManagementLife, Disability, Health, Long-Term Care, & Risk Insurance
Are you utilizing a HSA plan if you have a high-deductible health insurance plan?
Would you benefit from a HSA plan or a cafeteria plan?
Are your personal assets adequately protected from risk?

Audit and AssurancePreparation of compilations for bank lending requirements or investors

Process Improvement - Lean Six SigmaHow efficient are your processes and is there room for improvement?
Internal Control Evaluations and Documentation


Investments are subject to market risks including the potential loss of principal invested

Rex Ball, Brenda Bickle, Galen McFarland, Bill Glazner, Mark Moffitt, and Sheryl Schamaun – Registered Representatives*

Galen Pfeifer, Steven Baumrucker, Jude Fox, David Herl, Trent Woodcock, Justin Mitchell, Brian Staats, and David McProud – Financial Advisors+

*Securities offered through HD Vest Investment Services®, Member FINRA/SIPC,

+Advisory services offered through HD Vest Advisory Services®, Insurance services offered through HD Vest Insurance Agency LLC. 6333 N. State Highway 161, Fourth Floor, Irving, TX 75038, 972-870-6000.

Adams, Brown, Beran, and Ball Financial Services, Inc. is not a registered broker/dealer or registered investment advisory firm.